Complementizer

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In linguistics (especially generative grammar), a complementizer or complementiser (glossing abbreviation: comp) is a functional category (part of speech) that includes those words that can be used to turn a clause into the subject or object of a sentence. For example, the word that may be called a complementizer in English sentences like Mary believes that it is raining. The concept of complementizers is specific to certain modern grammatical theories. In traditional grammar, such words are normally considered conjunctions. The standard abbreviation for complementizer is C.

The complementizer is often held to be the syntactic head of a full clause, which is therefore often represented by the abbreviation CP (for complementizer phrase). Evidence of the complementizer functioning as the head of its clause includes that it is commonly the last element in a clause in head-final languages like Korean or Japanese in which other heads follow their complements, but it appears at the start of a clause in head-initial languages such as English in which heads normally precede their complements.^[1]

The trees below illustrate the phrase "Taro said that he married Hanako" in Japanese and English; syntactic heads are marked in red and demonstrate that C falls in head-final position in Japanese, and in head-initial position in English.

It is common for the complementizers of a language to develop historically from other syntactic categories, a process known as grammaticalization.

Across world languages, pronouns and determiners are especially commonly used as complementizers (e.g., English that).

I read in the paper that it's going to be cold today.

Another frequent source of complementizers is the class of interrogative words. It is especially common for a form that otherwise means what to be borrowed as a complementizer, but other interrogative words are often used as well, as in the following colloquial English example in which unstressed how is roughly equivalent to that.

I read in the paper how it's going to be cold today.

With non-finite clauses, English for in sentences like I would prefer for there to be a table in the corner shows a preposition that has arguably developed into a complementizer. (The sequence for there in this sentence is not a prepositional phrase under this analysis.)

In many languages of West Africa and South Asia, the form of the complementizer can be related to the verb say. In those languages, the complementizer is also called the quotative, which performs many extended functions.

Some analyses allow for the possibility of invisible or "empty" complementizers. That is considered to be present if there is no word even though the rules of grammar expect one. The complementizer (for example, "that") is usually said to be understood. An English-speaker knows that it is there and so it does not need to be said. Its existence in English has been proposed based on the following type of alternation:

He hopes you go ahead with the speech

He hopes that you go ahead with the speech

Because that can be inserted between the verb and the embedded clause without changing the meaning, the original sentence without a visible complementizer would be reanalyzed as

He hopes ∅_C you go ahead with the speech

Where the symbol ∅_C represents the empty (or "null") complementizer, that suggests another interpretation of the earlier "how" sentence:

I read in the paper <how> ∅_C [it's going to be cold today]

where "how" serves as a specifier to the empty complementizer, which allows for a consistent analysis of another troublesome alternation:

The man <whom> ∅_C [I saw yesterday] ate my lunch!

The man <OP> ∅_C [I saw yesterday] ate my lunch!

The man <OP> that [I saw yesterday] ate my lunch!

where "OP" represents an invisible interrogative known as an operator.

In a more general sense, the proposed empty complementizer parallels the suggestion of near-universal empty determiners.

Various analyses have been proposed to explain when the empty complementizer ∅ can substitute for a phonologically overt complementizer. One explanation is that complementizers are eligible for omission when they are epistemically neutral or redundant. For example, in many environments, English's epistemically neutral that and Danish's at can be omitted. In addition, if a complementizer expresses a semantic meaning that is also expressed by another marker in the phrase, the complementizer that carries the redundant meaning may be omitted. Consider the complementizer be in Mbula, which expresses uncertainty, in the following example:

Here, the marker ko also expresses epistemic uncertainty, so be can be replaced by the phonologically null complementizer without affecting meaning or grammaticality.^[4]

Complementizers are present in a wide range of environments. In some, C is obligatorily overt and cannot be replaced by the empty complementizer. For example, in English, CPs selected for by manner-of-speaking verbs (whisper, mutter, groan, etc) resist C-drop:^[5]

Barney whispered *(that) Wilma was dating Fred.

Barney said (that) Wilma was dating Fred.

In other environments, the complementizer can be omitted without loss of grammaticality but may result in semantic ambiguity. For example, consider the English sentence "The newspaper reported that a new mayor was elected and (that) there was a riot." Listeners can infer a causal relationship between the two events reported by the newspaper. A new mayor was elected, and as a result, there was a riot. Alternatively, the events may be interpreted as independent of each other. The non-causal interpretation is more likely when the second complementizer that is present, but the causal interpretation is more likely when an empty complementizer is present.^[6]

The ambiguity here arises because the sentence in which the second complementizer is empty may also be interpreted as simply having no second complementizer. In the former case, the sentence involves co-ordination of CPs, which lends itself more easily to a non-causal interpretation, but the latter case involves co-ordination of TPs, which is the necessary structure for a causal interpretation.^[7] Partial syntax trees for the possible structures are given below.

Overt C necessarily leads to co-ordination of CPs, which lends itself easily to a non-causal interpretation.

CP co-ordination is necessary for a non-causal interpretation and so an empty complementizer must be present.

TP co-ordination is necessary for a causal interpretation and so no second complementizer is present.

As a syntactic head, C always selects for a complement tense phrase (TP) whose syntax and semantics are dictated by the choice of C. The choice of C can determine whether the associated TP is finite or non-finite, whether it carries the semantic meaning of certainty or uncertainty, whether it expresses a question or an assertion, etc.

The following complementizers are available in English: that, for, if, whether, ∅.^[8]

If and whether form CPs that express indirect questions:^[8]

John wonders whether / if it is raining outside.

In contrast, the complementizers for, that, as well as the phonologically null complementizer ∅, introduce "declarative or non-interrogative" CPs.^[8]

John thinks ∅ it is raining outside.

John thinks that it is raining outside.

John prefers for it to be raining.

Tense phrases in English can be divided into finite (tensed) clauses or non-finite (tenseless) clauses. The former includes an indication of the relative time when its content occurs; the latter has no overt indication of time. Compare John will leave (John's leaving will take place in the future) with John wants to leave (we are unsure when John is leaving).^[8]

Certain complementizers strictly select for finite clauses (denoted [+finite]) while others select for non-finite clauses (denoted [-finite]).

Complementizers if, that require [+tense] TP:

Mary wishes that she will win the game. (future)

Mary believes if she wins the game, she can date John. (present)

Complementizer for requires a [-tense] TP:

Mary hopes for Kate to win the game. (infinitive)

Complementizer whether allows either [+tense] or [-tense] TP:

John wonders whether Mary will win the game. (future)

Mary wonders whether to win the game or not. (infinitive)

Complementizers frequently carry epistemic meaning about the speaker's degree of certainty, such as whether they are doubtful, or the speaker's source of information, such as whether they are making an inference or have direct evidence. Contrast the meaning of "if" and "that" in English:

John doesn't know if Mary is there.

John doesn't know that Mary is there.

"If" signals that the associated tense phrase must carry the epistemic meaning of uncertainty. In contrast, "that" is epistemically neutral.^[10] The contrast is not uncommon cross-linguistically. In languages with only two complementizers, one is frequently neutral, and the other carries the meaning of uncertainty. One such language is Lango (a Nilotic language spoken in Uganda):^[10]

Additional languages with the neutrality/uncertainty complementizer contrast include several European languages:^[13]

In other languages, complementizers are richer in epistemic meaning. For example, in Mbula, an Austronesian language of Papua New Guinea, the following complementizers are available:^[15]

More generally, complementizers have been found to express the following values cross-linguistically: certainty, (general) uncertainty, probability, negative probability/falsehood, apprehension, and reportativity.^[16]

Complementizers in Itzaj Maya also demonstrate epistemic meaning. For instance, English that and Itzaj Maya kej are used not only to identify complements but also to introduce relative clauses:^[17]

(1a) introduces a subordinate clause and (1b) introduces a conditional clause, similar to English. The former subtype that can be defined in terms of information source and includes meanings glossed as direct evidence, indirect evidence, hearsay, inferential. The latter subtype if can be defined in terms of degree of certainty and includes meanings glossed as certainty, probability, epistemic possibility, doubt. Thus, epistemic meaning as a whole can be defined in terms of the notion of justificatory support.^[10]

Itzaj Maya can even combine the neutral complementizer, ke, with the non-neutral, waj, as is illustrated in examples (2a) in which the neutral complementizer ke occurs alone and (2b) in which it is optionally inserted in front of the uncertainty complementizer waj:^[13][19]

In (1a,b) and (2a), each complementizer can be licensed once within the clause, but in (2b), the significant difference of Itzaj Maya from English is observed. English can license multiple C as long as the clause is completed with the embedded V or D. For example, I saw that fox that ran towards the garden that Tommy took care of. In such cases, C can appear as the complement of V or D many times. However, CP-recursion in two tiers or CP appearing as an immediate complement of maximal projection CP cannot be allowed in English. That action of Complementizer Stacking is realised as ungrammatical.

In Scandinavian languages, however, the phenomenon of complementizer stacking occurs. For example, researchers observed the two basic types of CP-recursion that occur independently in Danish: a CP with V2 (i.e. a CP headed by a lexical predicate in its head position) will be referred as CP ("big CP"), and a CP without V2 (i.e. CP headed by a non-lexical element) will be referred to as cP ("little cP").^[22]

• [cP c° [– LEXICAL]] ("little cP")
• [cP C° [+ LEXICAL]] ("big CP")^[23]

The case of little/big CPs are comparable to the "VP shell" structure in English, which introduces a small v in the higher position in the tree and big V in the lower position in the tree.

In the examples, Danish also allows complementizer stacking in constructions involving subject extraction from complement and relative clauses in colloquial speech:

Complementizers are indeed stacked together in the beginning of the clause and act as a complement of DP. CP-recusion structure on the right is applied for each of the clause, which points to evidence of complementizer stacking in Danish. In addition, the combination of som at der in (3a) is possible in only one specific order, which led the researchers to believe that som may not require an empty operator in its Spec-CP position.^[22]

In Assyrian Neo-Aramaic, a modern Aramaic language, kat (or qat, depending on the dialect) is used as a complementizer and is related to the relativizer. It is less common in casual speech but more so in formal conversation.

In Hebrew (both Modern and Ancient), two complementizers co-exist:^[24] שֶ [ʃe], which is related to the relativizer asher ( < Akkadian ashru 'place') and/or to the pronominal Proto-Semitic dhu ('this'); and כִּי [ki], which is also used as a conjunction meaning 'because, when'. In modern usage, the latter is reserved for more formal writing.

Some manual complementizers exist in American Sign Language, but they are usually expressed non-manually by facial expressions. Conditional clauses, for example, are indicated by raised eyebrows. A manual complementizer, if used, is also accompanied by a facial expression.^[25] The non-manual marking of complementizers is a common phenomenon found in many sign languages, and it has even been suggested by Fabian Bross that C-categories are universally marked with the face in sign languages.^[26]

• X-bar theory#Structure of S'
• Dependent clause
• ECM verb
• That-clause