United Nations Appeals Tribunal

The United Nations Appeals Tribunal (UNAT), which replaces the former United Nations Administrative Tribunal, is an appellate court, of the two-tier formal system of administration of justice in the UN.^[1] It was established by the UN General Assembly in December 2008 to review appeals against judgments rendered by the United Nations Dispute Tribunal (UNDT).^[2] UNAT, including its registry, is based in New York, and holds sessions in New York City, Geneva and Nairobi, as required by caseload. It held its first session in Geneva in 2010.^[1]^{: para(S) 39–45}^[3] The UNAT is a component of the UN's Internal Justice System, and is listed as an office, along with UNDT and the Office of the United Nations Ombudsman, under the UN secretariat. The UNAT like the UNDT, is dependent for its administrative, office, staffing, and travel needs including that of the judges, on the UN secretariat.^[4]

Receivability and effect of filing appeal

The filing of an appeal has the effect of suspending the execution of the judgement or the contested order. For an appeal to be receivable by the Appeals Tribunal it should be: (a) pursuant to article 2 of the statute; and (b) filed within 60 calendar days of the receipt of UNDT Judgement.^[3]^{: article 11}

Competency

The UNAT is competent to hear and pass judgement on an appeal filed against a judgement by the United Nations Dispute Tribunal when (a) UNDT Exceeded its jurisdiction or competence;(b) Failed to exercise jurisdiction vested in it; (c) Erred on a question of law;(d) Committed an error in procedure, such as to affect the decision of the case; or (e) Erred on a question of fact, resulting in a manifestly unreasonable decision.^[3]^{: Article 2, Section 1} The Tribunal may "affirm, reverse, modify or remand the judgement of the Dispute Tribunal".^[3]^{: Article 2, Section 3} The judgments of UNAT are final and binding on the parties.

Powers of AT

The Appeals Tribunal may order one or both of the following:(a) Rescission of the contested administrative decision or.... set an amount of compensation that the respondent may elect to pay as an alternative to the rescission of the contested administrative decision(b) Compensation for harm, ... which shall normally not exceed the equivalent of two years’ net base salary of the applicant. In exceptional cases it may order the payment of higher compensation for harm".^[3]^{: article 9}

Revision of AT judgment

Either party may apply to the Appeals Tribunal "for a revision of a judgement on the basis of the discovery of a decisive fact which was, at the time the judgement was rendered, unknown to the Appeals Tribunal and to the party applying for revision." The application for revision is to be submitted within "30 calendar days of the discovery of the fact and within one year of the date of the judgement." In addition either party may apply "for an interpretation of the meaning or scope of the judgement."^[3]^{: Article 11, section1}^[5] ^{: article 24}

Submission of Appeal

Appeals are required to be submitted to the Registrar electronically or otherwise on a prescribed form, accompanied by:(a) A brief that explains the legal basis of any of the five grounds for appeal set out in Article 2.1 of the statute relied upon.^[3]^{: article 2.1}^[5]^{: article 8 section 1–2} The registrar after ensuring that the appeal complies with the laid down procedures transmit the appeal to the respondent. If the formal requirements of the article are not fulfilled, the Registrar may require the appellant to conform the appeal to the requirements of the article.^[5]^{: article 8} The form for the appeal is available on the UN AT website.^[6]

Answers, cross-appeals and answers to cross-appeals

The respondent's answer is required to be submitted within 60 days of the date on which the respondent received the appeal transmitted by the Registrar, on a prescribed form, along with a brief, not exceeding 15 pages, setting out legal arguments in support of the answer, along with signed original answer form and the annexes. The Registrar shall transmit a copy of the answer to the appellant.

The party answering may file a cross-appeal, the appeal within 60 days of notification of the appeal, accompanied by a brief which shall not exceed 15 pages, with the Appeals Tribunal stating the relief sought and the grounds of the cross-appeal.^[5] ^{: Article 9}

Issuance and publication of judgements

Judgements are given by panels of three judges are adopted by majority vote, and contain the reasons, facts and law on which they are based. The Registrar is responsible for the publication of the judgements of the Appeals Tribunal on the website of the Appeals Tribunal after they are delivered.^[5] ^{: Article 19–20}

Format and content of documents

The UNAT tribunal has laid down that all documents are to be filed on US letter or A4 paper, should conform to standard forms issued by the Appeals Tribunal, be page numbered, adhere to the page limit and word count with typeface at 12 points with 1.5 line spacing, and 10 points for footnotes with single line spacing. The maximum permissible word count for each brief, including headings, footnotes and quotations, is 6,750 words for a 15-page brief, 2,250 words for a five-page brief, and 900 words for a two-page brief. Each annex to a filed document must have page numbering.^[7]^{: Para I B}

Judges of UNAT

The tribunal is composed of seven judges. Judges are appointed by the General Assembly on the recommendation of the Internal Justice Council in accordance with General Assembly resolution 62/228.^[1]^{: para 44} No two judges are of the same nationality, and due regard is given "to geographical distribution and gender balance". The Judges normally review appeals in three-member panels as per Article 3.

The seven judges elected by the General Assembly on 26 October 2023 were:^[8]

Ms. Gao Xiaoli, President (China),
Mr. Nassib G. Ziadé, First Vice-President (Lebanon),
Ms. Katharine Mary Savage, Second Vice-President (South Africa),
Mr. Graeme Colgan, (New Zealand),
Ms. Kanwaldeep Sandhu, (Canada)
Mr. Leslie Formine Forbang, (Cameroon)
Mr. Abdelmohsen Ahmed Sheha, (Egypt)。

Former judges who served on the Appeals Tribunal were:

Rose Boyko (Canada) (1 July 2009 - 15 January 2011)

Kamaljit Singh Garewal (India) (1 July 2009 - 30 June 2012) 1st Vice President (1 July 2011 - 30 June 2012) 2nd Vice President (1 July 2010 - 30 June 2011)
Mark P. Painter (United States of America) (1 July 2009 - 30 June 2012)
Jean Courtial (France) (1 July 2009 - 31 December 2013) President (1 July 2010 - 30 June 2011) 1st Vice President (1 July 2009 - 30 June 2011)
Inés Weinberg de Roca (Argentina) (1 July 2009-June 2016) President (1 July 2009 – 30 June 2010) 1st Vice President (1 July 2013-30 June 2014; 1 July 2012-30 June 2013) 2nd Vice President (1 July 2014-30 June 2015)
Sophia Adinyira (Ghana) (1 July 2009 – 30 June 2016) President (1 July 2011-30 June 2012) 1st Vice President (1 July 2015-30 June 2016; 1 July 2010-30 June 2011) 2nd Vice President (1 July 2013-30 June 2014; 1 July 2009-30 June 2010)
Luis María Simón (Uruguay) (1 July 2009 – 30 June 2016) President (1 July 2012-30 June 2013) 2nd Vice President (1 July 2011-30 June 2012)
Mary Faherty (Ireland) (28 January 2011-30 June 2016) President (1 July 2013-30 June 2014) 2nd Vice President (1 July 2012-30 June 2013)
Rosalyn M. Chapman (United States of America) (July 2012 – November 2017) President (1 July 2015-30 June 2016) 2nd Vice President (1 July 2016-November 2017)
Richard Lussick (Samoa) (July 2012 – June 2019) President (July 2014 – June 2015) 1st Vice President (July 2016 – December 2017)
Deborah Thomas-Felix (Trinidad and Tobago) (December 2014 - June 2019) President (July 2016 – December 2017) 2nd Vice President (July 2015 – June 2016)
Jean-François Neven (Belgium) (1 July 2019 – 10 January 2022)
John Raymond Murphy (South Africa) (1 July 2016 – 30 June 2023)
Dimitrios Raikos (Greece) (1 July 2016 – 30 June 2023)
Sabine Knierim (Germany) (1 July 2016 – 30 June 2023)
Martha Halfeld Furtado de Mendonca Schmidt (Brazil) (1 July 2016 – 30 June 2023)

Registry

The United Nations Appeals Tribunal Registry is located in New York. It is headed by a Registrar, a P 5 level UN-paid lawyer. The Registrar is assisted by one P 3 Legal Officer and two General Service Administrative Assistants. In addition, the registry is supported by Legal Research and Information Technology Officers, and staff. The UNAT Registry provides technical and administrative support to the UNAT judges including by 'enforcing parties' compliance with the UNAT rules of procedure'.^[1]^{: para 44}^[9]^{: para 44}

UNAT Activity 2013: Outcome of appeals by UN Staff members

Statistically UN staff members have a low chance of getting favorable outcomes from appeals to the UNAT. In 2013 out of 115 judgments by UNAT 99 were against appeals on UNDT judgements. Out of the 99 appeals, 61 were filed by staff members, of which an overwhelming, 72 percent (44) were rejected. In contrast out of the 38 appeals filed by the UN Secretary-General against staff members, 31 or 82 percent were granted in full or in part.^[10] ^{: para(s) 38–39}

OSLA

In 2013, 52 staff members chose to be self-represented either because they did not have faith in Office of Staff Legal Assistance (OSLA) or OSLA was not forthcoming in assisting them through the appeal process. Only 32 staff members were extended OSLA assistance in the UNAT appeal process.^[10] ^{: para 55}

References

^ ^a ^b ^c ^d ^{: para(S) 39–45}UN GA (6 February 2008). "62/228. Administration of justice at the United Nations" (PDF). General Assembly. Retrieved 1 April 2015.
^ "About UNAT". Office of administration of Justice United Nations Appeals Tribunal (UNAT). Retrieved 1 April 2015.
^ ^a ^b ^c ^d ^e ^f ^g UN General Assembly (2008). "STATUTE OF THE UNITED NATIONS APPEALS TRIBUNAL" (PDF). UN. Retrieved 1 April 2015. As adopted by the General Assembly in resolution 63/253 on 24 December 2008 and amended by resolution 66/237 adopted on 24 December 2011 and resolution 69/203 adopted on 18 December 2014
^ "UN Secretariat". United Nations. United Nations. Retrieved 9 April 2015.
^ ^a ^b ^c ^d ^e "RULES OF PROCEDURE OF THE UNITED NATION S APPEALS TRIBUNAL" (PDF). UNAT Basic Documents. UNAT. April 2013. Retrieved 1 April 2015. (As adopted by the General Assembly in Resolution 64/119 on 16 December 2009 and amended by the General Assembly in Resolution 66/107 on 9 December 2011, Resolution 66/237 on 24 December 2011 and Resolution 67/241 on 24 December 2012)
^ "How To File An Appeal". UNAT. Retrieved 1 April 2015.
^ "PRACTICE DIRECTION 1 ON FILING OF DOCUMENTS AND CASE MANAGEMENT" (PDF). UNAT. Retrieved 1 April 2015. The Appeals Tribunal issues this Practice Direction No. 1 under Article 31(2) of the Rules of Procedure of the Appeals Tribunal (Rules). This Practice Direction must be read together with the Statute of the Appeals Tribunal (Statute) and the Rules.
^ "United Nations Internal Justice System". United Nations. Retrieved 2024-10-15.
^ "UN Appeals Tribunal". Archived from the original on 2010-08-28.
^ ^a ^b "Seventh activity report Office of Administration of Justice 1 January to 31 December 2013" (PDF). Office of Administration of Justice. 2014. pp. 12–17. Retrieved 1 April 2015.