Virtu Financial is an American company that provides financial services, trading products and market making services. Virtu provides product suite including offerings in execution, liquidity sourcing, analytics, broker-neutral, multi-dealer platforms in workflow technology and two-sided quotations and trades in equities, commodities, currencies, options, fixed income, and other securities on over 230 exchanges, markets, and dark pools.[4] Virtu uses proprietary technology to trade large volumes of securities. The company went public on the Nasdaq in 2015.
Organization
Based in New York City, Virtu was founded by Vincent Viola, a former chairman of the New York Mercantile Exchange and current owner of the Florida Panthers.[5] Douglas Cifu, Virtu's CEO since October 2013, co-founded Virtu with Viola in 2008. Cifu is also a co-owner of the Florida Panthers with Viola and serves as the Panthers’ alternate governor. Prior to co-founding Virtu, Cifu was a partner at the international law firm of Paul, Weiss, Rifkind, Wharton & Garrison LLP, where he practiced corporate law from 1990 to 2008.
The company suggested standards for electronic firms that call themselves market maker. Virtu believes market makers should be obligated to quote at or near the inside of the national best bid and offer throughout the day and quote at various price points in a number of different securities.[6][7] Virtu was ranked as one of the five largest high-frequency traders of equities in Europe in 2011.[8]
In November 2014, Reuters reported that Chris Concannon, president and chief operating officer at Virtu Financial, will succeed William O'Brien as president of BATS Global Markets, a trading venue that was founded by high-frequency traders.[9]
Virtu acquired a market-making unit that handles NYSE Amex stocks from Cohen Capital Group LLC in December 2011. The purchase made Virtu the largest overseer of trading in shares listed on Amex, known as the American Stock Exchange, before NYSE Euronext bought it for $260 million in 2008. The deal gave Virtu a designated market-maker license for New York Stock Exchange companies. With the acquisition, some of the companies Virtu was able to trade and support included New Gold Inc., Northern Oil & Gas Inc., and the American depositary receipts of British American Tobacco Plc.[15]
In September 2012, Virtu acquired the exchange-traded fund (ETF) market maker assets of Nyenburgh Holding B.V., a high-frequency trader in European ETFs.[10]
In April 2017, Virtu agreed to pay US$1.4 billion in cash to purchase rival market-making firm KCG Holdings.[16] This acquisition was completed on July 20, 2017.[17]
In November 2018, Virtu announced an approximately US$1 billion deal to acquire agency brokerage and financial markets technology firm Investment Technology Group.[18] This acquisition was completed on March 1, 2019.[19]
In November 2021, Virtu launched a new electronic swaptions workflow on its RFQ hub.[5]
Virtu Financial initially planned to go public in the first week of April 2014, then postponed its initial public offering by at least a week. At the time, prospective investors advised to wait and "let the storm pass", a reference to recent scrutiny concerning HFT practices. Later in April 2014, the company decided to ultimately postpone the IPO without specifying a new date.[20] In its IPO plans, Virtu sought a valuation of about $3 billion. The IPO had been reported to make Vincent Viola the first high-frequency trading billionaire.[21] While Virtu declined to comment, Reuters reported in November 2014 that sources say Virtu Financial hopes to go public in the spring of 2015.[22] On April 15, 2015 Virtu Financial successfully priced its IPO[23] which began trading on NASDAQ on April 16, 2015.
On November 12, 2015, Virtu Financial Inc priced a secondary public offering of its Class A common stock by Virtu and certain selling stockholders affiliated with Silver Lake Partners.
Trading activity
Virtu operates on more than 235 exchanges, markets and dark pools in 36 countries.[24] Some of these exchanges include NYSE Euronext, NASDAQ and the Chicago Mercantile Exchange. The company is a designated market maker on the NYSE and NYSE Amex. Virtu makes markets by providing passive quotations to buyers and sellers in more than 12,000 securities and other financial instruments.[24]
On August 28, 2014, Virtu Financial, along with London-based GSA Capital, executed the first trades on ParFX Prime, a foreign exchange trading platform. Unlike most exchanges and trading venues, ParFX's matching engine does not adhere to the principle of price-time priority. Instead, ParFX subjects all orders to random pauses of about 20 to 80 milliseconds, trying to provide a more level playing field.[25]
When filing for its IPO in March 2014, it was disclosed that during five years Virtu Financial made a profit 1,277 out of 1,278 days, losing money just one day.[26]
Gregory Laughlin, astrophysicist and department chairman at the University of California, Santa Cruz, researched Virtu's trading activity.[27] In the debate about its near-perfect trading record,[26] Virtu said that it wins 51 percent or 52 percent of its trades, leading most people to figure the remainder are losses.[27] In his research, Laughlin showed that "the number of its trades that break even are about the same as its losses", indicating Virtu assumes little market risk.[27]
Investigations
In April 2014, New York Attorney GeneralEric Schneiderman sent Virtu a letter seeking information on its HFT practices, asking about special arrangements with dark pools and exchanges, the company's trading strategies and whether Virtu practices latency arbitrage, a high-frequency activity.[28]
In July 2014, the Securities and Exchange Commission (SEC) sought information on ten HFT firms with broker-dealer licenses, including Virtu Financial, as part of an ongoing investigation into predatory trading strategies.[29] The SEC's probe focuses on abuse of order types and abusive trading like layering or spoofing, a tactic intended to trick investors into buying or selling a stock at unfavorable prices.[29] A settlement was announced in 2017.[30]
John McCrank of Reuters noted that scrutiny around high-frequency trading intensified after the release of Michael Lewis's best-selling book Flash Boys: A Wall Street Revolt in March 2014.[29]